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Đề thi CFA Level 1 2010 Buổi chiều

Đề thi CFA Level 1 năm 2010, Aternoon exam | 2010 Level I Mock Exam Afternoon Session The afternoon session of the 2010 Level I Chartered Financial Analyst Mock Examination has 120 questions. To best simulate the exam day experience candidates are advised to allocate an average of 1.5 minutes per question for a total of 180 minutes 3 hours for this session of the exam. Questions Topic Minutes 1-18 Ethical and Professional Standards 27 19-32 Quantitative Methods 21 33-44 Economics 18 45-68 Financial Statement Analysis 36 69-78 Corporate Finance 15 79-90 Equity Investments 18 91-96 Derivative Investments 9 97-108 Fixed Income Investments 18 109-114 Alternative Investments 9 115-120 Portfolio Management 9 Total 180 By accessing this mock exam you agree to the following terms of use This mock exam is provided to currently-registered CFA candidates. Candidates may view and print the exam for personal exam preparation only. The following activities are strictly prohibited and may result in disciplinary and or legal action accessing or permitting access by anyone other than currently-registered CFA candidates copying posting to any website emailing distributing and or reprinting the mock exam for any purpose. Questions 1 through 18 relate to Ethical and Professional Standards. 1. Alexander Newton CFA is the chief compliance officer for Mills Investment Limited. Newton institutes a new policy requiring the pro rata distribution of new security issues to all established discretionary accounts for which the new issues are appropriate. The policy also provides for the distribution of new issues to newly established discretionary accounts where appropriate after their one-month anniversary date. This policy is disclosed to all existing and potential clients. Did Newton violate any CFA Institute Standards of Professional Conduct A. No. B. Yes because the distribution policy should treat all discretionary accounts equally. C. Yes because disclosure of inequitable allocation methods does not fulfill the duty for fair and .