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Đề thi mẫu CFA Level 1 Phần 6

Đáp án Đề thi mẫu CFA Level 1 Mẫu 3 | Exam 3 Morning Session Answer Key To get valuable feedback on how your score compares to those of other Level 1 candidates use your Username and Password to gain Online Access at schweser.com and choose the left-hand menu item Practice Exams Vol. 1. 1. B 31. B 61. C 91. C 2. A 32. C 62. A 92. B 3. A 33. C 63. A 93. A 4. B 34. C 64. B 94. A 5. B 35. B 65. C 95. B 6. A 36. C 66. C 96. C 7. C 37. A 67. C 97. A 8. A 38. B 68. C 98. A 9. B 39. C 69. C 99. C 10. C 40. A 70. B 100. C 11. A 41. C 71. B 101. C 12. C 42. C 72. A 102. A 13. C 43. C 73. A 103. A 14. A 44. B 74. B 104. B 15. C 45. C 75. A 105. C 16. A 46. C 76. C 106. B 17. B 47. C 77. C 107. A 18. B 48. C 78. C 108. C 19. B 49. A 79. C 109. C 20. C 50. B 80. C 110. B 21. A 51. A 81. B 111. B 22. A 52. C 82. C 112. B 23. B 53. B 83. C 113. C 24. C 54. A 84. A 114. A 25. C 55. C 85. C 115. A 26. B 56. A 86. B 116. B 27. B 57. B 87. A 117. C 28. C 58. A 88. A 118. C 29. B 59. B 89. B 119. C 30. C 60. A 90. C 120. A Page 254 2009 Kaplan Inc. Exam 3 Morning Session Answers Answers referencing the Standards of Practice address Study Session 1 LOS l.b c and LOS 2.a b c except where noted. 1. B Members can accept or reject a disciplinary sanction proposed by the Designated Officer. If the member rejects the sanction the matter is referred to a hearing by a panel of CFA Institute members. The other statements are accurate. Study Session 1 LOS l.a 2. A According to Standard 1 B Independence and Objectivity members and candidates may accept gifts from clients but must disclose them to their employers. Because Miguel did not disclose the gift to his employer he has violated Standard 1 B . In addition Standard 1 A Knowledge of the Law states that members and candidates are not to commit any act that they know or should know violates the Code and Standards. Miguel is a CFA charterholder and should know that his actions violate Standard 1 B . Thus by violating Standard 1 B Miguel also has violated Standard 1 A . 3. A Jones .