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Đề thi mẫu CFA Level 1 Phần 4

Đáp án Đề thi mẫu CFA Level 1 Mẫu 1 | Exam 1 Morning Session Answer Key To get valuable feedback on how your score compares to those of other Level 1 candidates use your Username and Password to gain Online Access at schweser.com and choose the left-hand menu item Practice Exams Vol. 1. 1. B 31. A 61. C 91. C 2. A 32. C 62. B 92. C 3. A 33. C 63. A 93. C 4. C 34. A 64. B 94. B 5. A 35. C 65. A 95. A 6. A 36. B 66. B 96. A 7. C 37. C 67. A 97. B 8. A 38. A 68. C 98. C 9. A 39. B 69. B 99. C 10. B 40. B 70. A 100. C 11. A 41. B 71. C 101. B 12. A 42. A 72. A 102. C 13. C 43. A 73. A 103. A 14. B 44. A 74. B 104. B 15. A 45. B 75. B 105. C 16. B 46. C 76. B 106. B 17. A 47. A 77. C 107. C 18. B 48. C 78. C 108. A 19. B 49. B 79. A 109. C 20. B 50. C 80. C 110. C 21. B 51. A 81. C 111. A 22. A 52. A 82. A 112. A 23. C 53. A 83. B 113. A 24. B 54. C 84. B 114. A 25. B 55. A 85. C 115. C 26. A 56. C 86. C 116. B 27. A 57. A 87. C 117. C 28. C 58. C 88. C 118. C 29. A 59. A 89. A 119. A 30. B 60. B 90. B 120. B 2009 Kaplan Inc. Page 191 Exam 1 Morning Session Answers Answers referencing the Standards of Practice address Study Session 1 LOS l.b c and LOS 2.a b c except where noted. 1. B Standard 1 A Knowledge of the Law requires candidates and members comply with all applicable rules and regulations including the CFA Standards of Practice. Further Standard 1 A requires that members and candidates must not knowingly participate in violations of applicable laws and Standards. Even though local law permits purchasing shares for personal accounts before purchasing IPO shares for client accounts Standard VI B Priority of Transactions does not. The analyst knowingly violated the Code and Standards and thus violated Standard 1 A . Since the analyst was unaware of the deceit in the valuation of the IPO stock a violation of Standard 1 D Misconduct her participation in publishing the research did not constitute a violation. 2. A Ray and the portfolio manager are in violation of Standard VII B Reference to CFA Institute